Transactions

March 2024
Ideal Power Inc.
(NasdaqIPWR)
$17,250,000
Public Offering
Sole Bookrunner
March 2024
Cognition Therapeutics, Inc.
(NasdaqCGTX)
$13,200,000
Public Offering
Sole Bookrunner
February 2024
Modular Medical, Inc.
(NasdaqMODD)
$11,500,000
Public Offering
Sole Bookrunner
February 2024
Immix Biopharma, Inc.
(NasdaqIMMX)
$17,125,000
Public Offering
Sole Bookrunner
January 2024
SurgePays, Inc.
(NasdaqSURG)
$17,250,000
Public Offering
Sole Bookrunner
December 2023
Profound Medical Corp.
(Nasdaq: PROF, TSX: PRN)
$20,000,000
Public Offering
Sole Bookrunner
November 2023
Seelos Therapeutics, Inc.
(NasdaqSEEL)
$5,550,000
Public Offering
Sole Bookrunner
November 2023
Mainz Biomed N.V.
(NasdaqMYNZ)
$5,000,000
Registered Direct
Sole Placement Agent
November 2023
Orgenesis, Inc.
(NasdaqORGS)
$1,100,000
Registered Direct
Sole Placement Agent
October 2023
AppTech Payments Corp.
(NasdaqAPCX)
$3,500,000
Registered Direct
Sole Placement Agent
September 2023
Turbo Energy, S.A.
(NasdaqTURB)
$5,000,000
Initial Public Offering
Lead Underwriter
September 2023
KULR Technology Group, Inc.
(NYSE AmericanKULR)
$2,875,000
Public Offering
Co-Manager
August 2023
Electra Battery Materials Corp.
(Nasdaq, TSX-VELBM)
C$21,500,000
Private Placement
Co-Agent
July 2023
Better Therapeutics, Inc.
(NasdaqBTTX)
$6,700,000
Registered Direct & Private Placement
Co-Placement Agent
July 2023
PARTS iD, Inc.
(NYSE AmericanID)
$7,000,000
Private Placement
Sole Placement Agent
July 2023
BioRestorative Therapies, Inc.
(NasdaqBRTX)
$2,100,000
Registered Direct
Sole Placement Agent
June 2023
BioCardia, Inc.
(NasdaqBCDA)
$2,600,000
Registered Direct
Sole Placement Agent
June 2023
Cineverse Corp.
(NasdaqCNVS)
$8,000,000
Public Offering
Co-Placement Agent
May 2023
CISO Global Inc.
(NasdaqCISO)
$4,000,000
Registered Direct
Sole Placement Agent

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